Gold Open Access Mandates May Be Associated with Publisher Revenue Losses and Library Cost Increases | Open Research Community

A recent analysis outlining alternative scenarios for the publishing market development in the United Kingdom (UK) suggests a strong likelihood of lose-lose outcomes for publishers and universities for mandate-driven transitions to Open Access.

Open Access to Publications

“An HHMI lab head can meet the requirements of this policy for a specific article in the following ways:

• Publishing the “version of record” (the version that is published by the journal) under a CC BY license so that it is immediately and freely available to the public. For example, open access journals typically offer a CC BY license option and make the articles they publish immediately and freely available.

• Depositing the “author-accepted manuscript” (the version after peer review accepted by the journal) in PubMedCentral or another HHMI-designated repository under a CC BY license so that it is immediately and freely available to the public upon publication in the journal. This option applies to journals like subscription journals which do not publish the journal article (i.e., the version of record) under a CC BY license. If the journal does not deposit the author-accepted manuscript in a repository on behalf of the authors, it is the responsibility of the HHMI author(s) to ensure that the author-accepted manuscript is available under a CC BY license by the publication date….”

How Europe’s €100-billion science fund will shape 7 years of research

“Horizon Europe is expected to mandate that grant recipients publish their results according to the principles of open science.

In particular, immediate open-access publishing will become mandatory for all recipients of Horizon Europe research grants, including those from the ERC, says Kütt. Scientists will be required to post an accepted, peer-reviewed version of their papers online at a ‘trusted repository’, according to a draft of the instructions for applicants, but it is unclear at this time which repositories will be acceptable. Grants will cover publishing costs for pure open-access journals, but not for hybrid publications. Authors must also retain intellectual-property rights for their papers….”

Open Access and Academic Freedom: Teasing Out Some Important Nuances – Anderson – – Development and Change – Wiley Online Library

Abstract:  Discussion of the ways in which open access (OA) and academic freedom interact is fraught for a number of reasons, not least of which is the unwillingness of some participants in the discussion to acknowledge that OA might have any implications for academic freedom at all. Thus, any treatment of such implications must begin with foundational questions. Most basic among them are: first, what do we mean by ‘open access’; second, what do we mean by ‘academic freedom’? The answers to these questions are not as obvious as one might expect (or hope), but when they are answered it becomes much easier to address a third, also very important, question: in what ways might OA and academic freedom interact? With every new OA mandate imposed by a government agency, institution of higher education, or funding organization, careful analysis of this issue becomes more urgent. This article attempts to sort out some of these issues, controversies and confusions.


Are price barriers in the national interest?

“[Adler] rejected the idea that taxpayer financed research should be open to the public, saying that it was in the national interest for it to be restricted to those who could pay subscription fees. “Remember — you’re talking about free online access to the world,” he said. “You are talking about making our competitive research available to foreign governments and corporations.” …

Note that we’re talking about published research, not classified research that isn’t published. Thank goodness our enemies can’t afford to pay subscriptions or visit libraries. Thank goodness harming Americans has the side-effect of harming foreigners.  At least our sacrifice is not in vain. Thank goodness Americans have never benefited from scientific advances made by non-Americans.  Thank goodness publishers are willing to collect subscription fees for this patriotic purpose. Thank goodness publishers are willing to shoulder the responsibility of controlling access to our research.   We know that they don’t have to.  They didn’t conduct this research, write it up, or fund it….”

Open Access Policy – Aligning Science Across Parkinson’s

“What are the publishing requirements of ASAP [Aligning Science Across Parkinson’s] and Plan S?

All ASAP-funded researchers will follow the basic tenets of OA publication set forth in Plan S, as follows:

Immediate free access: Peer-reviewed, author-accepted research must be made freely available immediately upon publication, without any embargo period (zero embargo).
Unrestricted reuse rights:

ASAP funded authors or their institutions must retain the copyright for their research articles unless they are published in the public domain.
Articles must be published under the Creative Commons Attribution license CC-BY 4.0, or under the CC0 license which does not require attribution, or equivalent. Both licenses permit reuse of the material without restriction….”

Open Access Mandates and Open Access Adoption – Delta Think

“As more funders implement or consider mandates, we were curious whether the data show any connection between funders’ open access policies and open access uptake….

Although both curves are broadly similar, it seems that they diverge in the detail. The number of OA policies grew faster than OA uptake around 2001 to 2017. But we have since seen a turnaround. The proportion of OA continues to increase apace, even though the numbers of policies have almost reached a steady state….

Are policies driving OA adoption?

At first glance: Yes. Clearly there is a strong overall correlation between numbers of policies and OA uptake.

However, correlation is not causation. Policies do not necessarily mandate actions. Different funders and institutions may apply different incentives to researchers. Policies take time to take effect – as we see with Plan S. And, while the longest-standing and most robust policies are likely to see highest compliance, compliance rates are highly variable.

Whatever the correlation with policy numbers, perhaps the OA market has taken on a life of its own. It continues to grow regardless of policy numbers and – in many cases – of policy strength. Anecdotally, we can say that many publishers view OA as “the direction of travel” and are increasing their OA options often in advance of mandates….

Our underlying data show repository-only articles hovering at a steady state of around 5% of annual output; with articles in gold fully OA journals driving the increase in OA uptake….”

Evaluation of Data Sharing After Implementation of the International Committee of Medical Journal Editors Data Sharing Statement Requirement | Medical Journals and Publishing | JAMA Network Open | JAMA Network

“Question  What are the rates of declared and actual sharing of clinical trial data after the medical journals’ implementation of the International Committee of Medical Journal Editors data sharing statement requirement?

Findings  In this cross-sectional study of 487 clinical trials published in JAMA, Lancet, and New England Journal of Medicine, 334 articles (68.6%) declared data sharing. Only 2 (0.6%) individual-participant data sets were actually deidentified and publicly available on a journal website, and among the 89 articles declaring that individual-participant data would be stored in secure repositories, data from only 17 articles were found in the respective repositories as of April 10, 2020.

Meaning  These findings suggest that there is a wide gap between declared and actual sharing of clinical trial data.”

Mandating access: assessing the NIH’s public access policy | Economic Policy | Oxford Academic

Abstract:  In April 2008, the National Institutes of Health (NIH) implemented the Public Access Policy (PAP), which mandated that the full text of NIH-supported articles be made freely available on PubMed Central – the NIH’s repository of biomedical research. This paper uses 600,000 NIH articles and a matched comparison sample to examine how the PAP impacted researcher access to the biomedical literature and publishing patterns in biomedicine. Though some estimates allow for large citation increases after the PAP, the most credible estimates suggest that the PAP had a relatively modest effect on citations, which is consistent with most researchers having widespread access to the biomedical literature prior to the PAP, leaving little room to increase access. I also find that NIH articles are more likely to be published in traditional subscription-based journals (as opposed to ‘open access’ journals) after the PAP. This indicates that any discrimination the PAP induced, by subscription-based journals against NIH articles, was offset by other factors – possibly the decisions of editors and submission behaviour of authors.